A Guide for New-to-role Chief Compliance Officers (CCO) - Gartner Matt also has served on the board of directors of the Risk Management Association where he oversaw Association business during the groups search for a new CFO. and Jim Pihera - Chief Compliance Risk Officer at Regions Bank - Wiza He is a graduate of Leadership Alabama, a former member of the Financial Services Roundtable and a former board member for the Consumer Bankers Association. Manav Misra Absorb data and analytics to evaluate the ongoing ROI of a program, while also identifying opportunities for program improvements and risk mitigation. Head of Corporate Responsibility and Community Engagement. Birmingham's largest bank has added a new leader to its ranks. Executive Vice President Officers & Directors | Renasant Corporation Personal Business Mortgage Locations Officers & Directors Corporate Overview News & Market Data Stock Information SEC Filings Annual Reports ESG Corporate Governance IR Resources Board of Directors Executive Officers A bank that understands you. 2023Gartner, Inc. and/or its affiliates. Regions does not monitor the linked website and has no responsibility whatsoever for or control over the content, services or products provided on the linked website. In his role as general counsel, he provides leadership for the companys legal affairs and ethics program. Head of Wealth Management Group. Brett Couch leads Regions Banks Corporate Real Estate and Procurement divisions. In addition to serving on Maynards Diversity & Inclusion Committee and serving as co-chair of the firms Pro Bono Committee, he was president of the Birmingham Bar Association in 2020 and is a graduate of the Leadership Birmingham Class of 2020. Regions Bank and Andrews experience and insights will help us build on these accomplishments. Executive Vice President Senior Executive Vice President Owen also leads the Steering Team for the Simplify and Grow strategic priority focused on making banking easier for customers and associates, streamlining the companys organizational structure, accelerating revenue growth, and improving efficiency. Smith earned a bachelors degree in Economics and Accounting from Mississippi College, and graduated from the Louisiana State University Graduate School of Banking, as well as the KPMG Commercial Banking Institute. Lusco graduated from the University of Mississippi in 1979 with a bachelor's degree in business administration and is a CPA in Alabama, Mississippi and Tennessee. Use this one-page template to communicate your strategy with internal business partners. He later went on to receive his Master of Arts degree in Human Resource Development from Boston University. Abrahams previously served with SunTrust Bank as President and CEO of the companys Hampton Roads region in Virginia and held roles as the retail banking executive and central group retail line of business leader. Peters holds a bachelors of science degree in Marketing from the University of Connecticut. Godin earned a Masters in Business Administration from the University of Western Ontario and is also a graduate of the International School of Banking. Executive Vice President He also served as the Director of Channel Development for BBVA Compass in the United States with leadership responsibilities for digital, contact center and ATM channels in the Retail Bank. Nixs previous legal experience also includes work for Bradley Arant Boult Cummings LLP and Lightfoot Franklin & White LLC. From 1986 to 1988, Lusco worked in the Office of the Comptroller of the Currencys Office of the Chief Accountant in Washington, D.C. where he worked with OCC representatives and counterparts at the FDIC and Federal Reserve in policy development and in interpreting accounting and regulatory issues. Prior to joining Regions, Ms. Mehlman was a partner in the Corporate/Securities and Banking/Financial Services practices at the law firm of Adams and Reese, LLP. Logan Pichel serves as the Head of Enterprise Operations, which includes Deposit Operations, Payment Operations, Fraud and Cash Operations, Card and ATM Operations, Loan Operations, Loan Servicing, Collections and the Contact Center. Prior to Frito-Lay, Keenan served in the U.S. Army as a Captain for four years. Prior to assuming his current role in 2011, Ritter served as president for the Central Region, overseeing banking operations in Alabama, Georgia and South Carolina. John Turner is president and chief executive officer of Regions Financial Corporation. Head of the Wealth Management Group. He is a alumnus of the Graduate School of Banking at Louisiana State University. He is also a member of the companys Executive Leadership Team. Before moving into his current role as head of Commercial Banking in 2016, he has managed several areas in both Consumer and Business Services including BankCard, Consumer Lending, Business Banking, as well as Consumer Loan and Deposit Product Management teams. Gartner Terms of Use This press release features multimedia. Nix will report to Tara Plimpton, chief legal officer for the bank. He is a graduate of Leadership Alabama and a former board member of Leadership Mobile. Executive Vice President At Cognilytics, he helped banks address data and models for various regulatory filings, including Comprehensive Capital Analysis and Rreview (CCAR), DFAST and Basel. Ritter earned a bachelors degree in economics from Vanderbilt University and is a graduate of the Stonier School of Banking at Georgetown. Regions Financial in Birmingham, Ala., will split up its chief operating officer's responsibilities rather than appoint a new COO when John Owen retires next year. Horton joined Regions Management Training Program in 1973 and has served in various roles throughout the bank's branch system. Hope Mehlman joined Regions in 2006 and serves as the chief governance officer, assistant corporate secretary, and assistant general counsel. Compliance risk assessments The chief compliance officer Testing and monitoring Click here to download a compendium that provides details about all five ingredients. At its core, its about having a strong framework that guides business decisions and, in turn, benefits not only the customers of a company but also the people and businesses who make up the communities where a company does business. He was named president in December 2017. Prior to joining Regions, Ms. Mehlman was a partner in the Corporate/Securities and Banking/Financial Services practices at the law firm of Adams and Reese, LLP. Hope Mehlman joined Regions in 2006 and serves as the chief governance officer, assistant corporate secretary, and assistant general counsel. Couch earned a bachelors degree in Corporate Finance from the University of Alabama. Danella earned a bachelors degree in Economics and English from Vanderbilt. President and Chief Executive Officer of Regions Financial Corporation. Privacy Policy. In this role, his primary focus was in providing audit and business advisory services to publicly and privately held companies, particularly commercial banks in the southeastern United States. He currently serves on the board of the Bank Administration Institute and the Consumer Bankers Association. Andrew Nix. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Chief Risk Officer . Prior to joining Regions, she was at KeyBank and served as executive vice president and chief consumer risk officer with responsibility for policy, risk scoring and analytics as well as collections. Chief Financial Officer. Senior Executive Vice President In addition, as corporate secretary, Gale advises the Board on its role and responsibilities, including its fiduciary responsibilities, and oversees the companys corporate governance policies and practices, the preparation of the proxy statement and sustainability report, the companys engagement with institutional investors on corporate governance matters, and compliance with various regulatory and listing requirements. Herron has served in senior risk and business roles, including Head of Credit Review and Area President for North Alabama, East Tennessee and Middle Tennessee. He then served as head of Enterprise Services and Consumer Banking before being named Chief Operating Officer in 2018. Before that he was responsible for all geographic line banking functions across the bank and served as the companys Eastern Region President. At Bank of America, also in Charlotte, he was a Senior Vice President in the eCommerce group with responsibility for the industrys largest online payments and transfers business as well as the industrys largest online deposits business. May 27, 2022, 1:30 p.m. EDT 3 Min Read. He is a fellow of the American Bar Foundation and has served on the Board of Directors of the American Judicature Society. Keenan joined Regions predecessor Amsouth Bank in 2003 as leader of the companys Field Human Resources Group. He oversees a number of enterprise functions, including Corporate Communications, the Regions Foundation, Community Affairs and Charitable Giving, Government Affairs and Economic Development, Fair and Responsible Banking, Customer Experience and Regions360. C. Keith Herron Turner joined Regions in 2005 and led the Internal Audit Division for Regions before being named chief financial officer in 2010. Use our resources to assess the current state of the function, map out next steps and implement your plans confidently. During her tenure she has also been responsible for Credit Policy, Credit Administration, Risk Analytics, and Problem Asset Management. Prior to assuming his current role, he was Mid-America region president, overseeing banking operations in Middle and West Tennessee, Texas, North Louisiana, Arkansas, Missouri, Indiana, Kentucky, Illinois and Iowa. Key categories include service provider risk management, strategic sourcing, sourcing operations, supplier relationship management and payments. September 13 Law and regulation Community Affairs Nix will join Regions in March from Birmingham-based Maynard Cooper & Gale PC. Prior to being named in this position, he was the executive vice president of Field HR where he led the 2008 talent integration during the merger of Regions and AmSouth Bank. In addition, Raber created a centralized leveraged lending team providing specialized underwriting and portfolio management oversight. Monday through Friday. His career also includes extensive experience in Mortgage operations, digital and technology transformation, and consumer lending. His primary focus was financial institutions. Regions does not monitor the linked website and has no responsibility whatsoever for or control over the content, services or products provided on the linked website. He is currently the President of the Congregation of Independent Presbyterian Church and a member of the Rotary Club of Birmingham. In that role, he was responsible for all aspects of consumer credit and deposit product marketing and product development for Citibanks U.S. retail bank. John M. Turner, Jr. Executive Vice President Core Product Marketing. Cheatham graduated from Auburn University with a bachelors degree in accounting. Wells Fargo is seeking a Lead Compliance Officer in Corporate Risk as part of the Program Strategy, Planning, & Governance Team.Learn more about the career areas and lines of business at wellsfargojobs.com . A native of Wedowee, Alabama, Nix earned a Juris Doctor degree from the University of Alabama School of Law and a Bachelor of Science degree in Business Administration-Finance from Auburn University. His most recent role with Wachovia before joining Regions was assistant treasurer and head of Enterprise Balance Sheet Management. Investments, Annuities, and Insurance Products, 2021 Supplemental Proxy Materials (March 31, 2021), Smith began his banking career at Regions as a management trainee in 1981. Ritter is a member of Regions Executive Leadership Team. Head of Corporate Real Estate and Procurement. Responsibilities include governance and operational effectiveness as well as oversight and monitoring. Regions Bank Names Andrew Nix as Chief Governance Officer Matt Lusco is Chief Risk Officer and oversees Regions risk management functions at Regions, including enterprise risk, compliance risk, operational risk, credit risk, market risk, and regulatory affairs. Discover the four best practice approaches in investigation management. Keenan leads all Human Resources functions, as well as Corporate Security, the Aviation Group, and Corporate Real Estate & Procurement. Corporate Banking Division Head. She is also responsible for managing the companys relationships with credit rating agencies. Regions Bank names Maynard attorney Andrew Nix chief governance officer Previously Danella was head of Strategic Planning and Consumer Bank Products and Origination Partnerships. You should consult privacy disclosures at the linked website for further information. His responsibilities included overseeing various audits of the overall corporation reporting to the Audit Committee of the Board of Directors. Nix commits much of his time to community engagement and professional organizations. Smith began his banking career at Deposit Guaranty as a management trainee. Pichel earned a bachelors degree in both finance and education from Ohio Northern University, and a MBA from the University of Michigan. He also graduated with honors from Stonier Graduate School of Banking at the University of Delaware. Danella joined Regions in 2015 as the Wealth Strategy and Effectiveness Executive, responsible for overseeing the development and implementation of business strategies across the Regions Wealth Management Group. He serves on the Public Affairs Research Council of Alabama, A Plus Education Foundation and Infirmary Health System boards. Prior to the BB&T/SunTrust merger, Massey was Chief Technology Officer at SunTrust over technology strategy, architecture and enterprise API services, technology transformation, and more. She is a member of the National Investor Relations Institute (NIRI) and a graduate of the Momentum Leadership Program. At its core, its about having a strong framework that guides business decisions and, in turn, benefits not only the customers of a company but also the people and businesses who make up the communities where a company does business. BIRMINGHAM, Ala. Feb. 9, 2021 Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. Member FDIC. Prior to joining Regions, Owen was chief executive officer of Assurant Specialty Property, a Fortune 500 company based in Atlanta. Through our policies, procedures and practices, Regions is focused on helping customers and communities succeed, and I know the work of Andrew and his team will make a meaningful impact as we fulfill our mission.. She also holds a masters of philosophy in European Studies from the University of Cambridge, and a masters in business administration from Harvard Business School. He joined Assurant as senior vice president of Information Technology. All rights reserved. Regions News on Twitter: @RegionsNews. Chief Legal Officer and Corporate Secretary. The foundation primarily supports three strategic priorities: Economic and Community Development; Education/ Workforce Readiness; and Financial Wellness. Senior Executive Vice President Prior to joining Regions in 2011, Gale was a founding partner of Maynard Cooper & Gale PC in Birmingham, Alabama. David Turner serves as Regions chief financial officer and is a member of the Regions Executive Leadership Team. Gale holds both a bachelors degree and law degree from the University of Alabama, where he served as editor in chief of the Alabama Law Review and he is a former president of the University of Alabama Law School Foundation. Regions provides links to other websites merely and strictly for your convenience. Before joining AmSouth, Keenan served as director of Human Resources at Frito-Lay, a division of PepsiCo, where he worked for 10 years. Gale is a former president of both the Alabama State Bar and the Birmingham Bar Association. He is also a member of the Southeastern Council of Foundations. In addition to overseeing all relationship management activities across the organization, he is responsible for equipment finance and specialized industry verticals including energy and natural resources, financial services, healthcare, restaurant, technology and defense, and transportation and logistics. Chief compliance officers who empower the wider business to own compliance risk succeed on two fronts: They free up space for strategic work which supports business growth and drive employee ownership of compliance risk, ultimately leading to better risk prevention and mitigation. Senior Executive Vice President Deputy Chief Compliance Officer - Retail Broker-Dealer A bank executive develops a new product, maybe a fee-generation concept. Youre about to leave Regions to use an external site. Before his tenure in banking, Keenan spent over 10 years with the Frito Lay division of Pepsico. She also holds a masters of philosophy in European Studies from the University of Cambridge, and a masters in business administration from Harvard Business School. She assists in setting strategy for the risk group as well as working closely with the Chief Risk Officer in developing and implementing controls and cost-effective approaches to minimize the Banks risk. Senior Executive Vice President Fill out the form to connect with a representative and learn more. Design a human-centric compliance culture. Regions Bank Names Andrew Nix as Chief Governance Officer Since founding the firm in 1984, it has grown to be one of the Southeasts leading law firms. Browse 78 TEMPE, AZ CODE COMPLIANCE OFFICER job ($37K-$77K) listings hiring now from companies with openings. Corporate governance speaks to the heart of who we are as financial professionals committed to making a positive difference for the people, businesses and communities we serve, Plimpton said. The Wealth Management group includes Private Wealth Management, Investment Services, Institutional Services and Asset Management. Investments, Annuities, and Insurance Products, 2021 Supplemental Proxy Materials (March 31, 2021). Jeremy D. King She also served in various positions with Scotiabank, including senior vice president of retail lending, vice president of credit risk management, and director of underwriting and collections. Danella earned a bachelors degree in Economics and English from Vanderbilt. Use our guide to analyze where current efforts diverge from stakeholders' expectations and develop actionable risk guidance. She reports to the Chief Risk Officer, and is responsible for the overall direction of the banks risk management with a particular focus on credit risk. In her position as chief governance officer, Mehlman advises the Board of Directors and executive management on emerging and leading governance practices, as well as matters related to Environmental, Social, and Governance (ESG). He earned a masters degree in Human Resources from Boston University. The Chief Compliance Officer (CCO) shall be a member of the 'new product' committee/s. Prior to assuming his current role in 2011, Ritter served as president for the Central Region, overseeing banking operations in Alabama, Georgia and South Carolina. To ensure the most secure and best overall experience on our website, we recommend the latest versions of. She manages the companys corporate governance framework and is responsible for engagement with institutional investors and proxy advisory firms on corporate governance policies and practices, including ESG. Advisory Services are offered through Cetera Investment Advisers LLC. An effective compliance program manages corporate compliance with strategic and legal requirements and the principles of ethical culture. He began his banking career in 1987 with Citibank, where he opened and managed a de novo branch, ultimately serving as director of U.S. She is also a member of the Rotary Club of Greater Birmingham. He is also a member of the companys Executive Leadership Team. He began his career in information systems with McDonnell-Douglas. Regions Bank Apr 2020 - Present2 years 11 months Birmingham, Alabama, United States Chief Legal Officer and Corporate Secretary for Regions Financial Corporation (NYSE:RF) and is a member. Andrs "Andy" Hernndez Western Union and Regions Bank Renew Agreement for Global Money Transfer and Payment Services, Regions Bank Earns Top Marks for Customer Satisfaction in Florida from J.D. Nolan joined Regions in 1989. Management Bios | Regions Financial Corporation Prior to joining Regions, Lusco was managing partner in KPMGs offices in Birmingham, Alabama and Memphis, Tennessee. Building a detailed plan.
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